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SEC Form D · filed November 19, 2021

Small Exchange, Inc

Offering

$11.0M

Sold

$5.0M

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

CHICAGO, IL

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (24)

George Ruhana · Chicago, ILDirector Joseph J. Marinaro · Chicago, ILDirector Matthew Gelber · Denver, CODirector Kristine Ross · Chicago, ILDirector Matt Hellmuth · Chicago, ILExec Patrick J. Kenny · Chicago, ILDirector Tom Sosnoff · Chicago, ILDirector Donald Roberts · Chicago, ILExec Chris Bournes · San Francisco, CAExec Norma E. Kuntz · WASHINGTON, Washington, D.C.Director Michele Holcomb · San Francisco, CADirector Joshua Alexander · Southlake, TXDirector Mark A. Bond · Scottsdale, AZExec Colleen Nicewicz · Burlington, MADirector Steve Kraus · Burlington, MADirector Manmit Shrimali · New York, NYDirector Gerald V. Lyles · FRESNO, CADirector George Matcham · Dallas, TXDirector Yolanda B. Mccoy · Grand Cayman, Cayman IslandsDirector Cao Fang · HONG KONG, Hong KongExec William S. Compel · Livermore, CADirector David Schwab · Las Vegas, NVDirector Lawrence H. Williams · BOULDER, CODirector Sebastien De Jong · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗