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SEC Form D · Amendment · filed December 17, 2021

HILLTOP SECURITIES INC

Offering
—
Sold
$1.7B
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Dallas, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Jonathan S. Sobel · Dallas, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorLaura M. Leventhal · Dallas, TXExec · DirectorDavid K. Medanich · Dallas, TXDirectorLaura B. Alexander · Dallas, TXDirectorBrian L. Wittneben · Dallas, TXExecMaria T. Aguilera-Peon · Dallas, TXDirectorMichael J. Marz · Dallas, TXDirectorMichael A. Cogliano · Dallas, TXExecJoseph M. Edge · Dallas, TXExec · DirectorJohn R. Muschalek · Dallas, TXDirectorMichael A. Lyons · Dallas, TXExecMarco J. Iansiti · Cupertino, CADirectorTom Cestare · Irvine, CAExec · DirectorTracey Mcdermott · Senningerberg, LuxembourgExecEthan J. Bernstein · Cupertino, CAExec · DirectorReshmi Mitra · Wilmington, DEDirectorTodd Watts · Irvine, CAExecScott Jorgenson · Irvine, CADirectorNorman J. Tsang · Cupertino, CADirectorGerard Cuddy · Irvine, CAExec · DirectorDavid J. Northington · Cupertino, CADirectorBenjamin Pasternak · Richmond, VADirectorLouis Bucky · Irvine, CAExecScaleCo Capital Partners IV, LLC · Cleveland, OHDirectorEric Eager · Dallas, TXExec · DirectorChris Hagans · Dallas, TXDirectorMarty Carney · Dallas, TXDirectorHenrik Andersson · Miami, FLExecJessica Facusse · Miami, FLExecDerek R. Jacoby · Middletown, DEDirectorBrad R. Slavin · Middletown, DEExec · DirectorCarlos Rivera · Miami Beach, FLExec · DirectorBrian C. Adams · Nashville, TNExecManisha Sahasrabudhe · Campbell, CADirectorMichael Kim · Harrison, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗