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SEC Form D · Amendment · filed December 17, 2021

HILLTOP SECURITIES INC

Offering
—
Sold
$336.5M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Dallas, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Maria T. Aguilera-Peon · Dallas, TXDirectorLaura B. Alexander · Dallas, TXDirectorMichael J. Marz · Dallas, TXDirectorDavid K. Medanich · Dallas, TXDirectorMichael A. Cogliano · Dallas, TXExecBrian L. Wittneben · Dallas, TXExecLaura M. Leventhal · Dallas, TXExec · DirectorJohn R. Muschalek · Dallas, TXDirectorMichael A. Lyons · Dallas, TXExecMartin B. Winges · Dallas, TXExec · DirectorJoseph M. Edge · Dallas, TXExec · DirectorJonathan S. Sobel · Dallas, TXDirectorLouis Bucky · Irvine, CAExecTracey Mcdermott · Senningerberg, LuxembourgExecMarco J. Iansiti · Cupertino, CADirectorReshmi Mitra · Wilmington, DEDirectorScott Jorgenson · Irvine, CADirectorEthan J. Bernstein · Cupertino, CAExec · DirectorGerard Cuddy · Irvine, CAExec · DirectorDavid J. Northington · Cupertino, CADirectorTodd Watts · Irvine, CAExecTom Cestare · Irvine, CAExec · DirectorBenjamin Pasternak · Richmond, VADirectorNorman J. Tsang · Cupertino, CADirectorScaleCo Capital Partners IV, LLC · Cleveland, OHDirectorEric Eager · Dallas, TXExec · DirectorChris Hagans · Dallas, TXDirectorMarty Carney · Dallas, TXDirectorHenrik Andersson · Miami, FLExecJessica Facusse · Miami, FLExecDerek R. Jacoby · Middletown, DEDirectorBrad R. Slavin · Middletown, DEExec · DirectorCarlos Rivera · Miami Beach, FLExec · DirectorBrian C. Adams · Nashville, TNExecManisha Sahasrabudhe · Campbell, CADirectorMichael Kim · Harrison, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗