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SEC Form D · Amendment · filed July 13, 2021

HILLTOP SECURITIES INC

Offering

—

Sold

$1.3B

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

Dallas, TX

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Brian L. Wittneben · Dallas, TXExec Laura B. Alexander · Dallas, TXDirector John R. Muschalek · Dallas, TXExec · Director Michael J. Marz · Dallas, TXDirector Jonathan S. Sobel · Dallas, TXDirector Michael A. Cogliano · Dallas, TXExec Laura M. Leventhal · Dallas, TXExec · Director Hillel A. Feinberg · Dallas, TXExec Martin B. Winges · Dallas, TXExec · Director David K. Medanich · Dallas, TXDirector Michael A. Lyons · Dallas, TXExec Joseph M. Edge · Dallas, TXExec · Director Joost Bergsma · Senningerberg, LuxembourgExec David J. Northington · Cupertino, CADirector Ethan J. Bernstein · Cupertino, CAExec · Director Tracey Mcdermott · Senningerberg, LuxembourgExec Gerard Cuddy · Irvine, CAExec · Director Benjamin Pasternak · Richmond, VADirector Tom Cestare · Irvine, CAExec · Director Norman J. Tsang · Cupertino, CADirector Todd Watts · Irvine, CAExec Scott Jorgenson · Irvine, CADirector Louis Bucky · Irvine, CAExec Marco J. Iansiti · Cupertino, CAExec · Director ScaleCo Capital Partners IV, LLC · Cleveland, OHExec · Director Eric Eager · Dallas, TXExec · Director Chris Hagans · Dallas, TXDirector Marty Carney · Dallas, TXDirector Henrik Andersson · Miami, FLExec Jessica Facusse · Miami, FLExec Derek R. Jacoby · Middletown, DEDirector Brad R. Slavin · Middletown, DEExec · Director Carlos Rivera · Miami Beach, FLExec · Director Brian C. Adams · Nashville, TNExec Sander Ash · New York, NYExec Manisha Sahasrabudhe · Campbell, CADirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗