Ledger.Open graph →

SEC Form D · Amendment · filed July 19, 2021

HILLTOP SECURITIES INC

Offering

—

Sold

$147.5M

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

Dallas, TX

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Michael J. Marz · Dallas, TXDirector Jonathan S. Sobel · Dallas, TXDirector Martin B. Winges · Dallas, TXExec · Director Joseph M. Edge · Dallas, TXExec · Director Michael A. Cogliano · Dallas, TXExec Brian L. Wittneben · Dallas, TXExec Hillel A. Feinberg · Dallas, TXExec Laura B. Alexander · Dallas, TXDirector Laura M. Leventhal · Dallas, TXExec · Director John R. Muschalek · Dallas, TXExec · Director David K. Medanich · Dallas, TXDirector Michael A. Lyons · Dallas, TXExec Ethan J. Bernstein · Cupertino, CAExec · Director Louis Bucky · Irvine, CAExec Gerard Cuddy · Irvine, CAExec · Director Tracey Mcdermott · Senningerberg, LuxembourgExec Joost Bergsma · Senningerberg, LuxembourgExec Norman J. Tsang · Cupertino, CADirector Scott Jorgenson · Irvine, CADirector Marco J. Iansiti · Cupertino, CAExec · Director Todd Watts · Irvine, CAExec Tom Cestare · Irvine, CAExec · Director David J. Northington · Cupertino, CADirector Benjamin Pasternak · Richmond, VADirector ScaleCo Capital Partners IV, LLC · Cleveland, OHExec · Director Eric Eager · Dallas, TXExec · Director Chris Hagans · Dallas, TXDirector Marty Carney · Dallas, TXDirector Henrik Andersson · Miami, FLExec Jessica Facusse · Miami, FLExec Derek R. Jacoby · Middletown, DEDirector Brad R. Slavin · Middletown, DEExec · Director Carlos Rivera · Miami Beach, FLExec · Director Brian C. Adams · Nashville, TNExec Sander Ash · New York, NYExec Manisha Sahasrabudhe · Campbell, CADirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗