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SEC Form D · Amendment · filed April 12, 2021

HILLTOP SECURITIES INC

Offering
—
Sold
$1.2B
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Dallas, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Jonathan S. Sobel · Dallas, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorHillel A. Feinberg · Dallas, TXExecDavid K. Medanich · Dallas, TXDirectorLaura M. Leventhal · Dallas, TXExec · DirectorLaura B. Alexander · Dallas, TXDirectorJoseph M. Edge · Dallas, TXExec · DirectorJohn R. Muschalek · Dallas, TXExec · DirectorBrian L. Wittneben · Dallas, TXExecMichael A. Cogliano · Dallas, TXExecMichael A. Lyons · Dallas, TXExecMichael J. Marz · Dallas, TXDirectorDavid Saska · Toronto, Ontario, CanadaDirectorJanice Davis · Toronto, Ontario, CanadaExec · DirectorJames J. Wallis · Boerne, TXExec · DirectorRichard Melmon · Berkeley, CAExecMatthew F. Colucci · Calgary, Alberta, CanadaExecJeffrey Royer · Toronto, Ontario, CanadaDirectorLeighton Carroll · Toronto, Ontario, CanadaExecBarry Reiter · Toronto, Ontario, CanadaExec · DirectorHarold Wolkin · Toronto, Ontario, CanadaExec · DirectorKristiina A. Vuori, M.D., Ph.D · San Diego, CADirectorHannah A. Mamuszka · San Diego, CAExecStanley A. Friedman · Berkeley, CADirectorShawn Khunkhun · VANCOUVER, British Columbia, CanadaExecMatthew Roma · VANCOUVER, British Columbia, CanadaExecIan Harris · VANCOUVER, British Columbia, CanadaExec · DirectorCarmen Bigles · Doral, FLExec · DirectorJoseph Simms · Ann Arbor, MIExec · DirectorSina Estakhri · New York, NYExec · DirectorKamyar Tafreshi · New York, NYDirectorJames Clippard · New York, NYDirectorAndrew Marolda · New York, NYDirectorJohn Troiano · New York, NYDirectorChristopher C. Ericson · New York, NYExecJeffrey L. Richards · New York, NYExec

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