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SEC Form D · filed May 12, 2021

Portman Ridge Finance Corp

Offering
$4.0M
Sold
$4.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
New York, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Robert T. Warshauer · New York, NYDirectorTheodore R. Capossela · Swanton, OHDirectorMark Dinner · Dover, DEExec · DirectorAndrew T. Devine · New York, NYExecBrenda Dayton · Vancouver, British Columbia, CanadaExecHanxiong Li · Laguna Hills, CADirectorDonald J. Rainey · Durham, NCDirectorJason T. Roos · New York, NYExecBuck Joffrey · Lancaster, PAExecGabral D. Gruszynski · Sheridan, WYExecTracy Momany · Swanton, OHDirectorCharles J. Link Jr · AUSTIN, TXDirectorJeffrey W. Chambers · Maple Grove, MNDirectorMorgan Hewett · WEST HOLLYWOOD, CAExecChristopher T. Lacovara · New York, NYDirectorEdward Goldthorpe · New York, NYExec · DirectorJonathan J. Perl · Durham, NCDirectorChristopher M. Nelson · PALM BEACH, FLDirectorEdward J. Carlson · Durham, NCDirectorMichael J. Seay · Dallas, TXExecDean T. Kehler · New York, NYDirectorPatrick T. Schafer · New York, NYExecRhonda W. Robb · Maple Grove, MNDirectorGeorge T. Gunebaum · New York, NYDirectorDavid J. Spitz · Durham, NCDirectorNicholas C. Sehn · Durham, NCDirectorJames Mackay · Laguna Hills, CADirectorElizabeth Brady · Swanton, OHDirectorMatthew T. Westwood · New York, NYDirectorHarold D. Pinson · Sheridan, WYExecBuzz W. Benson · Maple Grove, MNExec · DirectorJoseph T. Morea · New York, NYDirectorTiffany E. Williams · Cedar Rapids, IADirectorElizabeth C. Shih · Durham, NCDirectorGraeme T. Dell · New York, NYDirectorAlexander T. Duka · New York, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗