SEC Form D · Amendment · filed May 19, 2021
Cetera Advisor Networks LLC /CA
Offering
—
Sold
$55.2M
Exemption
Rule 506(b)
Industry
Investing
Location
EL SEGUNDO, CA
Type
—
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (54)
Timothy P. Stone · El Segundo, CAExecTim R. Stinson · El Segundo, CAExecLisa P. Gok · El Segundo, CAExecJoseph D. Neary · El Segungo, CAExec · DirectorThomas B. Taylor · El Segundo, CAExec · DirectorPatricia R. Mccallop · El Segundo, CAExecThomas P. Gooley · El Segundo, CADirectorStanley R. Smiley · El Segundo, CAExecBarbara D. Kesterson · El Segundo, CAExecGary R. Chaffin · El Segundo, CAExecDavid P. Van Havermaat · El Segundo, CAExecJanani R. Iyengar · San Diego, CAExecAndy R. Gill · El Segundo, CAExecKristy R. Haley · El Segundo, CAExecMaura R. Mizuguchi · El Segundo, CAExecJeffrey D. Buchheister · San Diego, CAExecKofi P. Coaxum · El Segundo, CAExecDavid T. Kim · San Francisco, CAExecSorin Cismas · Palo Alto, CAExecBryan Lattimore · Atlanta, GAExecChristopher J. Borello · Morgan Hill, CAExecFarzan D. Rhemtulla · Houston, TXExecLarry Marcus · Culver City, CAExec · DirectorGeorge Krautzel · Philadelphia, PAExecGroup 11 GP Vi, LLC · BEVERLY HILLS, CAExecEric M. Mcinerney · Redwood City, CAExecPrasanna B. Swaminathan · Brooklyn, NYExecRobert D. Tomicic · Houston, TXExecPaul D. Bains · Houston, TXExec · DirectorAdam Pakes · Lake Havasu City, AZExecPeter Pakes · Lake Havasu City, AZExecJeffrey Rasco · Allen, TXExecAndrew Newcomb · Philadelphia, PAExecRobert Ackerman · Fulton, MDDirectorMichael Janke · Fulton, MDExecBrad D. Sanders · Houston, TXExecSibusiso C. Kunene · Dallas, TXExecKwabena Osei Owusu-Amoah · Dallas, TXExecSteven A. Ginnan · Columbus, OHExec · DirectorTimothy J. Henkel · Malvern, PAExecBrendan Lake · Conshohocken, PAExecBrendan Lake · Conshohocken, PAExecAxios Fund I GP, LLC · BURLINGTON, MAExecCharles Lavrentios · BURLINGTON, MAExecScott Tucker · Portland, ORExecJohn Zilly · Portland, ORExecBradley Svrluga · NEW YORK, NYExecLee Miller · Philadelphia, PAExecRobert Shedd · Philadelphia, PAExecBrendan Dickinson · Philadelphia, PAExecJustin Goldman · Philadelphia, PAExecLaurel Hess · Lafayette, LAExec · DirectorCian B. Robinson · Lafayette, LAExecMichael B. Katz · Lafayette, LADirector
Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗