SEC Form D · Amendment · filed May 19, 2021
Cetera Advisors LLC /CO
Offering
—
Sold
$26.7M
Exemption
Rule 506(b)
Industry
Investing
Location
St. Cloud, MN
Type
—
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (63)
Melissa R. Lischin · El Segundo, CAExecJanani R. Iyengar · San Diego, CAExecGary R. Chaffin · El Segundo, CAExecThomas B. Taylor · El Segundo, CADirectorKristy R. Haley · El Segundo, CAExecSummer R. Arnold · San Diego, CAExecDavid P. Van Havermaat · El Segundo, CAExecElisa R. Del Valle · St. Cloud, MNExecAndy R. Gill · El Segundo, CAExecLisa P. Gok · El Segundo, CAExecMaura R. Mizuguchi · El Segundo, CAExecTimothy R. Stinson · El Segundo, CAExecBrett Harrison · St. Cloud, MNExec · DirectorJeffrey D. Buchheister · San Diego, CAExecDan R. Umansky · San Diego, CAExecJoseph D. Neary · San Diego, CAExec · DirectorDavid T. Kim · San Francisco, CAExecBarbara D. Kesterson · El Segundo, CAExecStanley R. Smiley · El Segundo, CAExecGarrett R. Merrill · El Segundo, CAExecKathleen D. Van Noy-Pineda · St. Cloud, MNExecBrad D. Sanders · Houston, TXExecRobert D. Tomicic · Houston, TXExecDavid Wieland · Chicago, ILExecOpen Industrial Fund I GP LP · Bethesda, MDExecJeffrey Rasco · Allen, TXExecPeter Pakes · Lake Havasu City, AZExecLauren Deluca · Chicago, ILExecAdam Pakes · Lake Havasu City, AZExecGeorge Krautzel · Philadelphia, PAExecCharles Horsey · Los Angeles, CAExecGroup 11 GP Vi, LLC · BEVERLY HILLS, CAExecSorin Cismas · Palo Alto, CAExecPrasanna B. Swaminathan · Brooklyn, NYExecAdam Mizel · Los Angeles, CAExec · DirectorLarry Marcus · Culver City, CADirectorMichael Janke · Fulton, MDExecCharles A. Mills, Iv · Arlington, VAExecSarkis Chivitchian · North Hollywood, CAExecBenjamin Roth · Los Angeles, CAExecChristopher J. Borello · Morgan Hill, CAExecJohn Dolemetsch · YORK, PAExec · DirectorSibusiso C. Kunene · Dallas, TXExecSteven A. Ginnan · Columbus, OHDirectorMichael Speiser · San Francisco, CAExec · DirectorTimothy J. Henkel · Malvern, PAExecBrendan Lake · Conshohocken, PAExecBrendan Lake · Conshohocken, PAExecCharles Lavrentios · BURLINGTON, MAExecJohn Zilly · Portland, ORExecBradley Svrluga · NEW YORK, NYExecLee Miller · Philadelphia, PAExecRobert Shedd · Philadelphia, PAExecBrendan Dickinson · Philadelphia, PAExecCian B. Robinson · Lafayette, LAExecGeorge Mccabe · North Palm Beach, FLExecMichael Mack · Lake Oswego, ORExecDouglas Kitani · Lake Oswego, ORExecAlfredo Vargas · Distrito Nacional, G8ExecKurt W. Florian · Carol Stream, ILExecPepijn Van Kesteren · NEW YORK, NYExecVideh Seksaria · NEW YORK, NYExec · DirectorNick Sammut · NEW YORK, NYExec
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