SEC Form D · Amendment · filed May 26, 2021
Cetera Advisor Networks LLC /CA
Offering
—
Sold
$55.2M
Exemption
Rule 506(b)
Industry
Investing
Location
EL SEGUNDO, CA
Type
—
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (54)
David T. Kim · San Francisco, CAExecJeffrey D. Buchheister · San Diego, CAExecBarbara D. Kesterson · El Segundo, CAExecTim R. Stinson · El Segundo, CAExecMaura R. Mizuguchi · El Segundo, CAExecJanani R. Iyengar · San Diego, CAExecPatricia R. Mccallop · El Segundo, CAExecLisa P. Gok · El Segundo, CAExecKristy R. Haley · El Segundo, CAExecThomas P. Gooley · El Segundo, CADirectorJoseph D. Neary · El Segungo, CAExec · DirectorTimothy P. Stone · El Segundo, CAExecAndy R. Gill · El Segundo, CAExecKofi P. Coaxum · El Segundo, CAExecStanley R. Smiley · El Segundo, CAExecGary R. Chaffin · El Segundo, CAExecThomas B. Taylor · El Segundo, CAExec · DirectorDavid P. Van Havermaat · El Segundo, CAExecAndrew Newcomb · Philadelphia, PAExecBryan Lattimore · Atlanta, GAExecMichael Janke · Fulton, MDExecGroup 11 GP Vi, LLC · BEVERLY HILLS, CAExecPaul D. Bains · Houston, TXExec · DirectorPeter Pakes · Lake Havasu City, AZExecPrasanna B. Swaminathan · Brooklyn, NYExecRobert Ackerman · Fulton, MDDirectorFarzan D. Rhemtulla · Houston, TXExecLarry Marcus · Culver City, CAExec · DirectorSorin Cismas · Palo Alto, CAExecAdam Pakes · Lake Havasu City, AZExecGeorge Krautzel · Philadelphia, PAExecChristopher J. Borello · Morgan Hill, CAExecRobert D. Tomicic · Houston, TXExecBrad D. Sanders · Houston, TXExecJeffrey Rasco · Allen, TXExecEric M. Mcinerney · Redwood City, CAExecSibusiso C. Kunene · Dallas, TXExecKwabena Osei Owusu-Amoah · Dallas, TXExecSteven A. Ginnan · Columbus, OHExec · DirectorTimothy J. Henkel · Malvern, PAExecBrendan Lake · Conshohocken, PAExecBrendan Lake · Conshohocken, PAExecAxios Fund I GP, LLC · BURLINGTON, MAExecCharles Lavrentios · BURLINGTON, MAExecScott Tucker · Portland, ORExecJohn Zilly · Portland, ORExecBradley Svrluga · NEW YORK, NYExecLee Miller · Philadelphia, PAExecRobert Shedd · Philadelphia, PAExecBrendan Dickinson · Philadelphia, PAExecJustin Goldman · Philadelphia, PAExecLaurel Hess · Lafayette, LAExec · DirectorCian B. Robinson · Lafayette, LAExecMichael B. Katz · Lafayette, LADirector
Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗