SEC Form D · Amendment · filed January 24, 2014
SII INVESTMENTS INC/WI
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (12)
Dawn Kalinowski · Appleton, WIExecGerry Gunderson · Appleton, WIExec · DirectorTodd Kinart · Appleton, WIExec · DirectorClifford J. Jack · Appleton, WIDirectorMaura Collins · Appleton, WIExecDavid A. Loasby · Appleton, WIExecLewis A. Mitchell · Lisle, ILDirectorJohn Chaffetz · Seattle, WAExecDavid Enslow · Seattle, WAExec · DirectorMichael J. Dunlap · Fishers, INExecPatrick D. O'Brien · Indianapolis, INExecDavid N. Shane · Indianapolis, INExec · Director Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗