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SEC Form D · Amendment · filed January 24, 2014

NATIONAL PLANNING CORP/CA

Offering
$10.6M
Sold
$10.6M
Exemption
Rule 506(b)
Industry
Insurance
Location
SANTA MONICA, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (10)

John J. Johnson · Santa Monica, CAExec · DirectorMaura J. Collins · Santa Monica, CAExecSean J. Haley · Santa Monica, CAExecClifford J. Jack · Santa Monica, CADirectorGerry J. Gunderson · Santa Monica, CAExec · DirectorRobert R. Morgan, Jr · GREENVILLE, SCExec · DirectorAndy Sheehan · Sherman Oaks, CAExecZorik Gordon · Sherman Oaks, CAExec · DirectorKrish Panu · Sherman Oaks, CAExecMichael Kline · Sherman Oaks, CADirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗