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SEC Form D · filed March 19, 2021

HILLTOP SECURITIES INC

Offering
—
Sold
$30.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Dallas, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Jonathan S. Sobel · Dallas, TXDirectorMichael A. Cogliano · Dallas, TXExecHillel A. Feinberg · Dallas, TXExecJohn R. Muschalek · Dallas, TXExec · DirectorMichael A. Lyons · Dallas, TXExecJoseph M. Edge · Dallas, TXExec · DirectorLaura B. Alexander · Dallas, TXDirectorDavid K. Medanich · Dallas, TXDirectorBrian L. Wittneben · Dallas, TXExecLaura M. Leventhal · Dallas, TXExec · DirectorMichael J. Marz · Dallas, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorStanley A. Friedman · Berkeley, CADirectorMatthew F. Colucci · Calgary, Alberta, CanadaExecDavid Saska · Toronto, Ontario, CanadaDirectorJames J. Wallis · Boerne, TXExec · DirectorRichard Melmon · Berkeley, CAExecKristiina A. Vuori, M.D., Ph.D · San Diego, CADirectorJanice Davis · Toronto, Ontario, CanadaExec · DirectorHarold Wolkin · Toronto, Ontario, CanadaExec · DirectorLeighton Carroll · Toronto, Ontario, CanadaExecJeffrey Royer · Toronto, Ontario, CanadaDirectorBarry Reiter · Toronto, Ontario, CanadaExec · DirectorHannah A. Mamuszka · San Diego, CAExecShawn Khunkhun · VANCOUVER, British Columbia, CanadaExecMatthew Roma · VANCOUVER, British Columbia, CanadaExecIan Harris · VANCOUVER, British Columbia, CanadaExec · DirectorCarmen Bigles · Doral, FLExec · DirectorJoseph Simms · Ann Arbor, MIExec · DirectorSina Estakhri · New York, NYExec · DirectorKamyar Tafreshi · New York, NYDirectorJames Clippard · New York, NYDirectorAndrew Marolda · New York, NYDirectorJohn Troiano · New York, NYDirectorChristopher C. Ericson · New York, NYExecJeffrey L. Richards · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗