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SEC Form D · Amendment · filed February 6, 2014

Northwest Warrant Fund Ltd

Offering
—
Sold
$20.6M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
HONG KONG, Hong Kong
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (10)

Martin S. Lang · Grand Cayman, Cayman IslandsDirectorCarol A. Michael-Green · Pembroke, BermudaDirectorNeale J. Safaty · Kent, United KingdomDirectorRonan J. Daly · Dublin, IrelandDirectorNorthwest Investment Management (Hong Kong) Ltd · Hong Kong, Hong KongPromoterJay C. Hoag · Palo Alto, CADirectorEnrique T. Salem · Milpitas, CADirectorSanford Jr. M. Cloud · Hartford, CTDirectorJohn H. Forsgren · Hartford, CTDirectorNorthwest Investment Management (Hong Kong) Ltd · Hong Kong, Hong KongPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗