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SEC Form D · filed August 10, 2020

Empery Tax Efficient III, LP

Offering
—
Sold
$15.1M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
NEW YORK, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (10)

Martin D. Hoe · New York, NYExecRyan M. Lane · New York, NYExecSergio Trigo Paz · London, United KingdomExecNicholas Rodway · Vancouver, British Columbia, CanadaExecDavid Empery Asset Management, LP · New York, NYPromoterEmpery GP, LLC · New York, NYExecRachael J. Clarke · SAN FRANCISCO, CAExecDavid Neville · New York, NYExecDavid Empery Asset Management, LP · New York, NYPromoterEmpery GP, LLC · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗