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SEC Form D · Amendment · filed September 11, 2020

AXA IM Global Emerging Markets Small Cap Fund, LLC

Offering
Sold
$94.1M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
GREENWICH, CT
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (8)

Marcello Arona · Greenwich, CTExecTravis Pauley · Greenwich, CTExecKurt R. Weise · Iowa City, IAExecAdam Neff · Santa Monica, CAExecAxa Investment Managers, Inc · Greenwich, CTPromoterSusan R. Evans · Iowa City, IAExecHugh B. Neuharth · LAGUNA HILLS, CAExecAxa Investment Managers, Inc · Greenwich, CTPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗