Ledger.Open graph →
SEC Form D · filed April 7, 2020

Empire, a Series of Cathode Holdings, LLC

Offering
$550K
Sold
$550K
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
New York, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (8)

Craig Shesky · New York, NYDirectorRichard L. Thoms · Salt Lake City, UTExecJude Driscoll · Philadelphia, PADirectorPaul A. Stapleton · Boca Raton, FLExecAssure Fund Management Ii · Salt Lake City, UTExecMary Chan · Colorado Springs, COExecDavid Lubeck, M.D · Mokena, ILDirectorAssure Fund Management Ii · Salt Lake City, UTExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗