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SEC Form D · Amendment · filed April 29, 2020

HILLTOP SECURITIES INC

Offering
—
Sold
$126.5M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
DALLAS, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Joseph M. Edge · DALLAS, TXExec · DirectorMichael A. Lyons · DALLAS, TXExecLaura M. Leventhal · DALLAS, TXExec · DirectorMichael J. Marz · DALLAS, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorMichael A. Cogliano · DALLAS, TXExecHillel A. Feinberg · DALLAS, TXExecJohn R. Muschalek · DALLAS, TXExec · DirectorLaura B. Alexander · DALLAS, TXDirectorJonathan S. Sobel · DALLAS, TXDirectorDavid K. Medanich · DALLAS, TXDirectorBrian L. Wittneben · DALLAS, TXExecLotus Group Capital, LLC · Denver, CODirectorAmanda N. Cohen · Denver, COExecRobert Devaney · Billerica, MAExecJonathan A. Davis · Bainbridge Island, WAExecEmmel B. Golden, Iii · Memphis, TNExec · DirectorVictor Meier · New York, NYDirectorMatthew Fonte · Billerica, MAExecWilliam V. Thompson, Iii · Memphis, TNExec · DirectorMichael A. Rosenthal · Bainbridge Island, WADirectorTA Associates XIII GP, L.P · Boston, MAExec · DirectorDavid G. Lloyd · Grand Cayman, Cayman IslandsDirectorNicholas Fonte · Billerica, MAExec · DirectorAndrew S. Wallace · West Sacramento, CAExecAlan Spragins · Seattle, WADirectorGregory Womack · EDMOND, OKDirectorCatherine E. Farley · Carmel, INDirectorLisa A. Walker · Carmel, INDirectorDavid Trujillo · San Mateo, CAExecYosef Martin · San Mateo, CAExec · DirectorManon Brouillette · San Mateo, CAExec · DirectorScott Stanford · San Mateo, CAExec · DirectorChase Brogan · San Mateo, CAExecJennifer Goldfarb · San Mateo, CAExecMarcelo Camberos · San Mateo, CAExec · Director

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