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SEC Form D · Amendment · filed April 30, 2020

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
LOS ANGELES, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (14)

Avi M. Mizrachi · Los Angeles, CAExecJon D. Bosse · Los Angeles, CAExecThomas J. Lavia · Los Angeles, CAExecMary Ann C. Iudice · Los Angeles, CAExecNathan Day · Grand Cayman, Cayman IslandsExecBenoit G. Sansoucy · Grand Cayman, Cayman IslandsExecNate E. Brewer · Highland Ranch, COExecBrad E. Blake · Foster City, CAExecNwq Partners, Llc · Chicago, ILPromoterPreston R. Sargent · Foster City, CAExecAshveen Dussoye · Port Louis, O4ExecElamparithi A. Jayamani · Woburn, MAExecJennifer L. Chevalier · Charlotte, NCExecNwq Partners, Llc · Chicago, ILPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗