SEC Form D · Amendment · filed May 12, 2020
CETERA FINANCIAL SPECIALISTS LLC
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (21)
Brian Haley · Schaumburg, ILExecMark B. Shelson · St. Cloud, MNExecJoseph D. Neary · San Diego, CADirectorStan B. Smiley · El Segundo, CAExecGregg Ruvoli · Schaumburg, ILExec · DirectorJon H. Rothenberg · Schaumburg, ILExecGreg B. Olson · El Segundo, CAExecCynthia S. Lavoie · Cambridge, MAExecMichael A. Racusin · Houston, TXExecMorgan Flager · Austin, TXExecJohn Dolemetsch · YORK, PADirectorZachary Rosner · Culver City, CAExecDon Seymour · Grand Cayman, Cayman IslandsExec · DirectorMichael W. Rubel · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecHarry S. Palmin · Cambridge, MAExec · DirectorChristopher S. Schelling · Cambridge, MAExecPatrick Hines · Detroit, MIExecDavid E. Park, Iii · San Francisco, CAExecMichael Speiser · San Francisco, CADirectorJeffery B. Risinger · Carmel, INExec Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗