SEC Form D · Amendment · filed May 12, 2020
Cetera Advisors LLC /CO
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (21)
Stan B. Smiley · El Segundo, CAExecBrett S. Harrison · Denver, COExec · DirectorMark B. Shelson · St. Cloud, MNExecKathleen Vannoy-Pineda · Denver, COExecGreg B. Olson · El Segundo, CAExecKristy R. Haley · El Segundo, CAExecJoseph D. Neary · San Diego, CADirectorPrasanna B. Swaminathan · Brooklyn, NYExecJohn A. Geary · Redwood City, CAExecAndrew Gaspar · Orlando, FLExec · DirectorMorgan Flager · Austin, TXExecZachary Rosner · Culver City, CAExecMichael W. Rubel · New Canaan, CTExecJohn Dolemetsch · YORK, PADirectorGeoffrey G. Faux · Atlanta, GAExecDouglas S. Ingram · Costa Mesa, CAExec · DirectorPatrick Hines · Detroit, MIExecDavid E. Park, Iii · San Francisco, CAExecSibusiso C. Kunene · Dallas, TXExecBrian Murphy · Eugene, ORExecMichael Speiser · San Francisco, CADirector Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗