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SEC Form D · filed June 15, 2020

Small Exchange, Inc

Offering

$4.0M

Sold

$4.0M

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

CHICAGO, IL

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (23)

George Ruhana · Chicago, ILDirector Joseph J. Marinaro · Chicago, ILDirector Tom Sosnoff · Chicago, ILDirector Kristine Ross · Chicago, ILDirector Matt Hellmuth · Chicago, ILExec Matthew Gelber · Denver, CODirector Patrick J. Kenny · Chicago, ILDirector Michele Holcomb · San Francisco, CADirector Joshua Alexander · Southlake, TXDirector Norma E. Kuntz · WASHINGTON, Washington, D.C.Director Colleen Nicewicz · Burlington, MADirector Mark A. Bond · Scottsdale, AZExec Steve Kraus · Burlington, MADirector Manmit Shrimali · New York, NYDirector Donnie Roberts · Chicago, ILExec Gerald V. Lyles · FRESNO, CADirector George Matcham · Dallas, TXDirector Yolanda B. Mccoy · Grand Cayman, Cayman IslandsDirector Cao Fang · HONG KONG, Hong KongExec William S. Compel · Livermore, CADirector David Schwab · Las Vegas, NVDirector Lawrence H. Williams · BOULDER, CODirector Donnie Roberts · Chicago, ILExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗