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SEC Form D · Amendment · filed January 24, 2020

AXA IM U.S. Small Cap Fund, LLC

Offering
Sold
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
GREENWICH, CT
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (6)

Marcello Arona · Greenwich, CTExecAxa Investment Managers, Inc · Greenwich, CTPromoterKurt R. Weise · Iowa City, IAExecAxa Investment Managers, Inc · Greenwich, CTPromoterSusan R. Evans · Iowa City, IAExecAxa Investment Managers, Inc · Greenwich, CTPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗