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SEC Form D · Amendment · filed February 24, 2020

HILLTOP SECURITIES INC

Offering
$300.0M
Sold
$39.8M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
DALLAS, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Laura M. Leventhal · DALLAS, TXExec · DirectorBrian L. Wittneben · DALLAS, TXExecJonathan S. Sobel · DALLAS, TXDirectorJoseph M. Edge · DALLAS, TXExec · DirectorDavid K. Medanich · DALLAS, TXDirectorMichael A. Cogliano · DALLAS, TXExecMartin B. Winges · Dallas, TXExec · DirectorMichael A. Lyons · DALLAS, TXExecJohn R. Muschalek · DALLAS, TXExec · DirectorLaura B. Alexander · DALLAS, TXDirectorMichael J. Marz · DALLAS, TXDirectorHillel A. Feinberg · DALLAS, TXExecDavid G. Lloyd · Grand Cayman, Cayman IslandsDirectorMichael A. Rosenthal · Bainbridge Island, WADirectorNicholas Fonte · Billerica, MAExec · DirectorRobert Devaney · Billerica, MAExecWilliam V. Thompson, Iii · Memphis, TNExec · DirectorTA Associates XIII GP, L.P · Boston, MAExec · DirectorMatthew Fonte · Billerica, MAExecLotus Group Capital, LLC · Denver, CODirectorJonathan A. Davis · Bainbridge Island, WAExecVictor Meier · New York, NYDirectorAmanda N. Cohen · Denver, COExecEmmel B. Golden, Iii · Memphis, TNExec · DirectorAndrew S. Wallace · West Sacramento, CAExecAlan Spragins · Seattle, WADirectorGregory Womack · EDMOND, OKDirectorCatherine E. Farley · Carmel, INDirectorLisa A. Walker · Carmel, INDirectorDavid Trujillo · San Mateo, CAExecYosef Martin · San Mateo, CAExec · DirectorManon Brouillette · San Mateo, CAExec · DirectorScott Stanford · San Mateo, CAExec · DirectorChase Brogan · San Mateo, CAExecJennifer Goldfarb · San Mateo, CAExecMarcelo Camberos · San Mateo, CAExec · Director

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