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SEC Form D · Amendment · filed March 11, 2014

SANTA BARBARA ASSET MANAGEMENT, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
LOS ANGELES, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (8)

John A. Gomez · Santa Barbara, CAExecJames R. Boothe · Santa Barbara, CAExecAvi M. Mizrachi · Santa Barbara, CAExecNuveen Investments, Inc · Chicago, ILPromoterThomas E. Rhodes · Peachtree Corners, GAExecK. P. Chambliss · Peachtree Corners, GAExecAvi M. Mizrachi · Santa Barbara, CAExecNuveen Investments, Inc · Chicago, ILPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗