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SEC Form D · filed October 15, 2019

PIPER JAFFRAY COMPANIES

Offering
$175.0M
Sold
$175.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
MINNEAPOLIS, MN
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (43)

R. S. Larue · Minneapolis, MNExecMatthew Rachocki · Meadville, PAExecChristine W. Esckilsen · Minneapolis, MNExecZhang Hao · Hong Kong, Hong KongExec · DirectorJames E. Baker · LAKE HAVASU CITY, AZExecChristopher D. Crawshaw · Minneapolis, MNDirectorThomas P. Schnettler · Minneapolis, MNExecWilliam R. Fitzgerald · Minneapolis, MNDirectorPhilip E. Soran · Minneapolis, MNDirectorThomas P. Schnettler · Minneapolis, MNExecJohn W. Geelan · Minneapolis, MNExecShawn W. Quant · Minneapolis, MNExecVictoria M. Holt · Minneapolis, MNDirectorPhilippe J. Lespinard · Grand Cayman, Cayman IslandsExec · DirectorFrank E. Fairman · Minneapolis, MNExecDebbra L. Schoneman · Minneapolis, MNExec · DirectorThomas S. Schreier · Minneapolis, MNDirectorRisto J. Silander · Grand Cayman, Cayman IslandsExecSherry M. Smith · Minneapolis, MNDirectorSherry M. Smith · Minneapolis, MNDirectorMichael Bego · Greenwich, CTExec · DirectorJames E. Baker · LAKE HAVASU CITY, AZExecChristine W. Esckilsen · Minneapolis, MNExecShawn W. Quant · Minneapolis, MNExecPhilip Tye · Hong Kong, Hong KongExecAddison L. Piper · Minneapolis, MNDirectorNigel Stead · Hong Kong, Hong KongDirectorPhilip E. Soran · Minneapolis, MNDirectorScott C. Taylor · Minneapolis, MNDirectorWilliam H. Miller, Iv · Baltimore, MDDirectorCarolyn Parent · Arlington, VAExec · DirectorPhilippe J. Lespinard · Grand Cayman, Cayman IslandsDirectorTimothy L. Carter · Minneapolis, MNExecGary J. Clark · Grand Cayman, Cayman IslandsExecThomas S. Schreier · Minneapolis, MNDirectorB. K. Johnson · Minneapolis, MNDirectorTimothy L. Carter · Minneapolis, MNExecKevin W. Schuyler · Charlottesville, VAExecChad R. Abraham · Minneapolis, MNExec · DirectorAddison L. Piper · Minneapolis, MNExec · DirectorVictoria M. Holt · Minneapolis, MNDirectorJames R. Bresnahan · McKinney, TXDirectorJoseph M. Munoz · CHICAGO, ILDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗