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SEC Form D · Amendment · filed November 15, 2019

Waddell & Reed Small Co Growth Fund, LLC

Offering

—

Sold

$267.7M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

OVERLAND PARK, KS

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (31)

Philip J. Sanders · Overland Park, KSExec · Director Daniel P. Hanson · Overland Park, KSExec · Director Brent K. Bloss · Overland Park, KSExec · Director Bradley P. Halverson · Overland Park, KSExec Timothy J. Miller · Overland Park, KSExec Kenneth G. Mcquade · Overland Park, KSExec Brian T. Sullivan · Overland Park, KSExec · Promoter Benjamin R. Clouse · Overland Park, KSExec · Director James P. Dicristo · Overland Park, KSExec P. Ivy Investment Management Company · Overland Park, KSExec Paul S. Cowley · Vancouver, British Columbia, CanadaExec · Director Ryan D. Hetherington · Santa Monica, CAExec Julianne Zimmerman · Boston, MAExec · Director Edward Dugger Iii · Boston, MAExec · Director Kaushal Solanki · Woodland Hills, CAExec Ken Gall · Durham, NCExec · Director Manish Potti · Woodland Hills, CAExec · Promoter Brian Neiswender · Durham, NCExec Martin Coyne · WOODLAND HILLS, CAExec P. Ivy Distributors, Inc · Overland Park, KSPromoter Jay C. Brandon · CAMAS, WAExec Kyle B. Kazan · Santa Monica, CAExec · Director Gifford Combs · Santa Monica, CAExec · Promoter Brent B. Rivard · San Diego, CAExec China GP LLC · Santa Monica, CAExec Lawrence D. Bain · Phoenix, AZExec David E. Smith · Phoenix, AZExec · Director Daniel Rodenhaver · Richmond, VAExec · Director Theresa Schaub · Richmond, VAExec · Director P. Ivy Investment Management Company · Overland Park, KSExec P. Ivy Distributors, Inc · Overland Park, KSPromoter

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