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SEC Form D · Amendment · filed November 15, 2019

Waddell & Reed Small Co Growth Fund, LLC

Offering

—

Sold

$267.7M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

OVERLAND PARK, KS

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (31)

Kyle B. Kazan · Santa Monica, CAExec · Director James P. Dicristo · Overland Park, KSExec P. Ivy Investment Management Company · Overland Park, KSExec Ken Gall · Durham, NCExec · Director P. Ivy Distributors, Inc · Overland Park, KSPromoter Jay C. Brandon · CAMAS, WAExec Lawrence D. Bain · Phoenix, AZExec Manish Potti · Woodland Hills, CAExec · Promoter Brian Neiswender · Durham, NCExec Brian T. Sullivan · Overland Park, KSExec · Promoter David E. Smith · Phoenix, AZExec · Director P. Ivy Investment Management Company · Overland Park, KSExec Kaushal Solanki · Woodland Hills, CAExec Philip J. Sanders · Overland Park, KSExec · Director Kenneth G. Mcquade · Overland Park, KSExec Edward Dugger Iii · Boston, MAExec · Director Julianne Zimmerman · Boston, MAExec · Director Brent B. Rivard · San Diego, CAExec Timothy J. Miller · Overland Park, KSExec Daniel Rodenhaver · Richmond, VAExec · Director Benjamin R. Clouse · Overland Park, KSExec · Director Daniel P. Hanson · Overland Park, KSExec · Director Gifford Combs · Santa Monica, CAExec · Promoter China GP LLC · Santa Monica, CAExec Martin Coyne · WOODLAND HILLS, CAExec P. Ivy Distributors, Inc · Overland Park, KSPromoter Theresa Schaub · Richmond, VAExec · Director Brent K. Bloss · Overland Park, KSExec · Director Bradley P. Halverson · Overland Park, KSExec Ryan D. Hetherington · Santa Monica, CAExec Paul S. Cowley · Vancouver, British Columbia, CanadaExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗