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SEC Form D · Amendment · filed December 9, 2019

Penn Capital Defensive High Yield Fund, L.P

Offering
—
Sold
$525.7M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
PHILADELPHIA, PA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (33)

Kimberley A. Hocker · Philadelphia, PADirectorPaul Chachko · Red Bank, NJExec · DirectorPatrick Quinn · New York, NYExecMatthew Fleissig · Englewood, NJExec · DirectorMichael H. Johnson · Wilmington, MAExecBrigham Tomco · Lehi, UTExec · DirectorMarcia A. Hocker · Philadelphia, PAExec · DirectorBruce Biegel · Bal Harbour, FLExec · DirectorRichard A. Hocker · Philadelphia, PAExec · DirectorJorge P. Silva · Philadelphia, PAExecSteve Braverman · Englewood, NJExec · DirectorPhilippe Jordan · New York, I0Exec · DirectorAllan Zachariah · Englewood, NJDirectorW. A. Ahlgren · Vancouver, British Columbia, CanadaDirectorMartin P. Keane · Philadelphia, PAExecGerald D. Mcbride · Philadelphia, PAExec · DirectorKevin Chessen · San Francisco, CAExec · DirectorWilliam D. Fertig · JUPITER, FLExec · DirectorJohn Wallington · Boulder, COExecEric J. Green · Philadelphia, PAExecKirsten A. Hocker · Philadelphia, PAExec · DirectorMark R. Sarlitto · Halifax, Z4ExecJacob Burdis · Lehi, UTExecScott D. Schumacher · Philadelphia, PAExec · DirectorJames D. Kratky · San Francisco, CAExec · DirectorSukanta Ganguly · Mesa, AZExecDevon R. Kirk · Halifax, Z4ExecLisa P. Matson · Philadelphia, PAExecWilliam O'Brien · King of Prussia, PAExec · DirectorPeter P. Duffy · Philadelphia, PAExecRossitsa R. Stoyanova · Halifax, Z4ExecCaleb Avery · Boulder, COExecJoseph Tomco · Lehi, UTExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗