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SEC Form D · filed December 23, 2019

HILLTOP SECURITIES INC

Offering
$300.0M
Sold
$19.4M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
DALLAS, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Laura B. Alexander · DALLAS, TXDirectorJonathan S. Sobel · DALLAS, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorJohn R. Muschalek · DALLAS, TXExec · DirectorHillel A. Feinberg · DALLAS, TXExecMichael A. Cogliano · DALLAS, TXExecBrian L. Wittneben · DALLAS, TXExecMichael J. Marz · DALLAS, TXDirectorJoseph M. Edge · DALLAS, TXExec · DirectorMichael A. Lyons · DALLAS, TXExecDavid K. Medanich · DALLAS, TXDirectorLaura M. Leventhal · DALLAS, TXExec · DirectorNicholas Fonte · Billerica, MAExec · DirectorEmmel B. Golden, Iii · Memphis, TNExec · DirectorMatthew Fonte · Billerica, MAExecWilliam V. Thompson, Iii · Memphis, TNExec · DirectorLotus Group Capital, LLC · Denver, CODirectorTA Associates XIII GP, L.P · Boston, MAExec · DirectorJonathan A. Davis · Bainbridge Island, WAExecAmanda N. Cohen · Denver, COExecVictor Meier · New York, NYDirectorDavid G. Lloyd · Grand Cayman, Cayman IslandsDirectorRobert Devaney · Billerica, MAExecMichael A. Rosenthal · Bainbridge Island, WADirectorAndrew S. Wallace · West Sacramento, CAExecAlan Spragins · Seattle, WADirectorGregory Womack · EDMOND, OKDirectorCatherine E. Farley · Carmel, INDirectorLisa A. Walker · Carmel, INDirectorDavid Trujillo · San Mateo, CAExecYosef Martin · San Mateo, CAExec · DirectorManon Brouillette · San Mateo, CAExec · DirectorScott Stanford · San Mateo, CAExec · DirectorChase Brogan · San Mateo, CAExecJennifer Goldfarb · San Mateo, CAExecMarcelo Camberos · San Mateo, CAExec · Director

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