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SEC Form D · filed April 15, 2019

DAWSON JAMES SECURITIES, INC

Offering
$3.0M
Sold
$100K
Exemption
Rule 506(b)
Industry
Investment Banking
Location
BOCA RATON, FL
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

R. D. Armstrong · BOCA RATON, FLDirectorThomas W. Hands · BOCA RATON, FLExec · DirectorRobert D. Keyser, Jr · BOCA RATON, FLExec · Director · PromoterWendy Chow · Brooklyn, NYExec · Director · PromoterElliot Geidt · Brooklyn, NYExec · DirectorIyah Romm · Brooklyn, NYDirectorJames Currier · San Francisco, CADirectorJohn R. Lehr · Fayetteville, ARExec · DirectorJ. S. Hodgkins · Seal Beach, CAExec · Director · Promoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗