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SEC Form D · Amendment · filed April 30, 2019

Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC

Offering
Sold
$100.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
CHARLOTTE, NC
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (20)

Michael J. Roman · Boston, MAExecSean J. Nicolosi · Boston, MAExecDaniel J. Mavico · Charlotte, NCExecBritta P. Patterson · Charlotte, NCExecRob F. Coltrin · Charlotte, NCExecAdam I. Taback · Charlotte, NCExecDavid Sherr · Grand Cayman, Cayman IslandsExecDerek Kim · New York, NYExecDavid Bree · Grand Cayman, Cayman IslandsExecJohn D. Wetzonis · Chestnut Hill, MAExecDoug C. Pica · San Bruno, CAExecPaul D. Palandjian · Chestnut Hill, MAExecWells Fargo Investment Institute Inc · Charlotte, NCPromoterMark Friess · Lake Oswego, ORExecRonan Guilfoyle · Grand Cayman, Cayman IslandsExecTimothy Caffrey · Wellesley, MAExecAndy Kaplan · New York, NYExecKeith F. Heller · Boston, MAExecJoseph F. Mckenney · Boston, MAExecWells Fargo Investment Institute Inc · Charlotte, NCPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗