SEC Form D · Amendment · filed May 6, 2019
Cetera Advisors LLC /CO
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (21)
Stan B. Smiley · El Segundo, CAExecBrett Harrison · Denver, COExec · DirectorKathleen Vannoy-Pineda · Denver, COExecKristy R. Haley · El Segundo, CAExecGreg B. Olson · El Segundo, CAExecMark B. Shelson · St. Cloud, MNExecAdam B. Antoniades · San Diego, CADirectorMichael W. Rubel · New Canaan, CTExecJohn A. Geary · Redwood City, CAExecZachary Rosner · Culver City, CAExecTej Gujahur · Grand Cayman, Cayman IslandsDirectorPrasanna B. Swaminathan · Brooklyn, NYExecKevin C. Suther · KIRKLAND, WAExec · DirectorMorgan Flager · Austin, TXExecGeoffrey G. Faux · Atlanta, GAExecNavid Khalili · Annandale, VADirectorJames C. Zelter · NEW YORK, NYExec · DirectorPatrick Hines · Detroit, MIExecDavid E. Park, Iii · San Francisco, CAExecSibusiso C. Kunene · Dallas, TXExecBrian Murphy · Eugene, ORExec Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗