SEC Form D · Amendment · filed May 6, 2019
CETERA FINANCIAL SPECIALISTS LLC
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (23)
Brian Haley · Schaumburg, ILExecStan B. Smiley · El Segundo, CAExecAdam B. Antoniades · San Diego, CADirectorJon H. Rothenberg · Schaumburg, ILExecMark B. Shelson · St. Cloud, MNExecGreg B. Olson · El Segundo, CAExecGregg Ruvoli · Schaumburg, ILExec · DirectorCatherine Bonneau · EL SEGUNDO, CADirectorZachary Rosner · Culver City, CAExecMichael A. Racusin · Houston, TXExecMorgan Flager · Austin, TXExecCynthia S. Lavoie · Cambridge, MAExecAlfred Ducharme · Orlando, FLDirectorDon Seymour · Grand Cayman, Cayman IslandsExec · DirectorMichael W. Rubel · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecHarry S. Palmin · Cambridge, MAExec · DirectorChristopher S. Schelling · Cambridge, MAExecCosmas N. Lykos · Costa Mesa, CADirectorPatrick Hines · Detroit, MIExecDavid E. Park, Iii · San Francisco, CAExecJeffery B. Risinger · Carmel, INExecCatherine Bonneau · EL SEGUNDO, CADirector Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗