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SEC Form D · filed March 19, 2019

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
LOS ANGELES, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (21)

Mary Ann C. Iudice · Los Angeles, CAExecJon D. Bosse · Los Angeles, CAExecAvi M. Mizrachi · Los Angeles, CAExecThomas J. Lavia · Los Angeles, CAExecPhyllis G. Thomas · Los Angeles, CAExecNate E. Brewer · Highland Ranch, COExecBenoit G. Sansoucy · Grand Cayman, Cayman IslandsExecNathan Day · Grand Cayman, Cayman IslandsExecMaharoof Parokkot · Port Louis, O4ExecBrad E. Blake · Foster City, CAExecNwq Partners, Llc · Chicago, ILPromoterThomas J. Ray · Los Angeles, CAExecCraig O. Bailey · Los Angeles, CAExecPreston R. Sargent · Foster City, CAExecJay C. Nadel · New York, NYExecAshveen Dussoye · Port Louis, O4ExecElamparithi A. Jayamani · Woburn, MAExecJennifer L. Chevalier · Charlotte, NCExecNwq Partners, Llc · Chicago, ILPromoterThomas J. Ray · Los Angeles, CAExecCraig O. Bailey · Los Angeles, CAExec

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