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SEC Form D · Amendment · filed November 15, 2018

Waddell & Reed Small Co Growth Fund, LLC

Offering
—
Sold
$267.7M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
OVERLAND PARK, KS
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (26)

Kyle B. Kazan · Santa Monica, CAExec · DirectorJames P. Dicristo · Overland Park, KSExecKen Gall · Durham, NCDirectorJay C. Brandon · CAMAS, WAExecLawrence D. Bain · Phoenix, AZExecJohn E. Sundeen · Overland Park, KSExec · DirectorManish Potti · Woodland Hills, CAExecBrian Neiswender · Durham, NCExecBrian T. Sullivan · Overland Park, KSExecDavid E. Smith · Phoenix, AZDirectorAmy J. Scupham · Overland Park, KSExecKaushal Solanki · Woodland Hills, CAExecPhilip J. Sanders · Overland Park, KSExec · DirectorKenneth G. Mcquade · Overland Park, KSExecPhilip A. Tye · HONG KONG, Hong KongExec · DirectorAmy J. Scupham · Overland Park, KSExecBrent B. Rivard · San Diego, CAExecTimothy J. Miller · Overland Park, KSExecGifford Combs · Santa Monica, CAExecChina GP LLC · Santa Monica, CAExecMartin Coyne · WOODLAND HILLS, CAExecTimothy E. Campbell · Singapore Land Tower, U0Exec · DirectorBrent K. Bloss · Overland Park, KSDirectorBradley P. Halverson · Overland Park, KSExecRyan D. Hetherington · Santa Monica, CAExecPaul S. Cowley · Vancouver, British Columbia, CanadaExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗