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SEC Form D · filed September 19, 2018

GUGGENHEIM CAPITAL LLC

Offering
$21.0M
Sold
$21.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
CHICAGO, IL
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (14)

B. S. Minerd · Santa Monica, CADirectorMark R. Walter · Chicago, ILExec · DirectorEric Carnell · San Diego, CAExec · DirectorHassan Hassan · VANCOUVER, British Columbia, CanadaDirectorMichael M. Levatino · New York, NYExecAlan D. Schwartz · Seminole, FLDirectorHomer J. Holland · Chicago, ILDirectorRichard E. Kipper · Chicago, ILDirectorHeather E. Kreager · Chicago, ILDirectorDavid L. Korman · Chicago, ILExecEsfandyar E. Dinshaw · Chicago, ILDirectorBrian T. Sir · Chicago, ILExecTodd L. Boehly · Chicago, ILDirectorPeter O. Lawson-Johnston Ii · New York, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗