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SEC Form D · filed May 1, 2018

FRANKLIN RESOURCES INC

Offering
$27.8M
Sold
$27.8M
Exemption
Rule 506(b)
Industry
Investing
Location
SAN MATEO, CA
Type

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (38)

Charles E. Johnson · San Mateo, CADirectorGeoffrey Y. Yang · San Mateo, CADirectorJed A. Plafker · San Mateo, CAExecKenneth A. Lewis · San Mateo, CAExecChutta C. Ratnathicam · San Mateo, CADirectorCraig S. Tyle · San Mateo, CAExecLaura C. Stein · San Mateo, CADirectorJennifer M. Johnson · San Mateo, CAExecMark C. Pigott · San Mateo, CADirectorMariann K. Byerwalter · San Mateo, CADirectorTed Mckechnie · KELOWNA, British Columbia, CanadaDirectorKevin Downs · Bangor, MEDirectorJohn Docherty · KELOWNA, British Columbia, CanadaDirectorKevin G. Gregory · New York, NYDirectorNicholas Baxter · KELOWNA, British Columbia, CanadaExecAllan Spissinger · KELOWNA, British Columbia, CanadaDirectorChris Bunka · KELOWNA, British Columbia, CanadaExecGary J. May · London, United KingdomExecRupert H. Johnson · San Mateo, CAExec · DirectorPeter K. Barker · San Mateo, CADirectorAlok A. Sethi · San Mateo, CAExecGregory E. Johnson, Jr · San Mateo, CAExec · DirectorSeth C. Waugh · San Mateo, CADirectorRafael Castilla · Stamford, CTDirectorAmy L. Tait · Rochester, NYDirectorJustin Lioi · New York, NYExecAlex Foster · New York, NYDirectorArvind Chary · NEW YORK, NYExec[Entity] West Monroe Capital, LLC · CHICAGO, ILDirector[Entity] West Monroe Capital Partners, LLC · CHICAGO, ILExecBrian L. Jacobsen · CHICAGO, ILDirectorJed A. Plafker · San Mateo, CAExecRupert H. Johnson · San Mateo, CAExec · DirectorPeter K. Barker · San Mateo, CADirectorAlok A. Sethi · San Mateo, CAExecGregory E. Johnson, Jr · San Mateo, CAExec · DirectorSeth C. Waugh · San Mateo, CADirectorMariann K. Byerwalter · San Mateo, CADirector

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