SEC Form D · Amendment · filed May 7, 2018
CETERA FINANCIAL SPECIALISTS LLC
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (24)
Brian Haley · Schaumburg, ILExecCatherine Bonneau · St. Cloud, MNDirectorGreg S. Olson · El Segundo, CAExecAdam B. Antoniades · San Diego, CADirectorGregg Ruvoli · Schaumburg, ILExecJon H. Rothenberg · Schaumburg, ILExecStan S. Smiley · El Segundo, CAExecMark B. Shelson · St. Cloud, MNExecCynthia S. Lavoie · Cambridge, MAExecDon Seymour · Grand Cayman, Cayman IslandsExecTucker Manion · Denver, CODirectorMichael A. Racusin · Houston, TXExecJohn H. Aiken · San Francisco, CAExecMichael W. Rubel · New Canaan, CTExecAlfred Ducharme · Orlando, FLDirectorMark C. Abrahamsen · New York, NYExecJames G. Latham · Grayson, GAExecJames A. Parsons · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecHarry S. Palmin · Cambridge, MAExecChristopher S. Schelling · Cambridge, MAExecCosmas N. Lykos · Costa Mesa, CADirectorJoseph N. Marconi · Boston, MADirectorJeffery B. Risinger · Carmel, INExec Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗