SEC Form D · Amendment · filed May 7, 2018
Cetera Advisors LLC /CO
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (20)
Brett Harrison · Denver, COExec · DirectorMark B. Shelson · St. Cloud, MNExecGreg S. Olson · El Segundo, CAExecStan S. Smiley · El Segundo, CAExecKristy B. Haley · El Segundo, CAExecAdam B. Antoniades · San Diego, CADirectorKathleen Vannoy-Pineda · Denver, COExecMark C. Abrahamsen · New York, NYExecMichael W. Rubel · New Canaan, CTExecBrett Faulds · SEATTLE, WAExecKevin C. Suther · KIRKLAND, WAExec · DirectorJohn H. Aiken · San Francisco, CAExecTej Gujahur · Grand Cayman, Cayman IslandsDirectorJames G. Latham · Grayson, GAExecJames A. Parsons · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecNavid Khalili · Annandale, VADirectorJames C. Zelter · NEW YORK, NYExec · DirectorWilliam B. Kuesel · NEW YORK, NYExecKathleen Vannoy-Pineda · Denver, COExec Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗