SEC Form D · Amendment · filed January 19, 2018
SII INVESTMENTS INC/WI
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (20)
Gerry A. Gunderson · APPLETON, WIExecTodd Kinart · APPLETON, WIExec · DirectorDawn A. Kalinowski · APPLETON, WIExecMaura A. Collins · APPLETON, WIExecScott E. Romine · APPLETON, WIDirectorAsif N. Ali · Houston, TXExecAndrew D. Beer · New York, NYExec · DirectorRavi N. Kamepalli · Lima, OHExecMark Affolter · Chicago, ILDirectorJames P. Miller · Santa Monica, CAExecDaniel P. Wright · APPLETON, WIExecBradley O. Harris · APPLETON, WIDirectorSamir N. Bhatt · Santa Monica, CAExec · DirectorHatem N. Abou-Sayed · Boca Raton, FLExecMaulik N. Purohit · Boston, MAExecKrishnarao N. Tangella · Urbana, GAExecJames Heckman · SEATTLE, WADirectorJames P. Miller · APPLETON, WIExecDaniel P. Wright · APPLETON, WIExecBradley O. Harris · APPLETON, WIDirector Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗