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SEC Form D · Amendment · filed October 20, 2017

NZC GUGGENHEIM FUND LTD

Offering
—
Sold
$400.2M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Santa Monica, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (13)

Christopher M. Boyle · New York, NYExecWilliam M. Shaw · Grand Cayman, Cayman IslandsDirectorChristopher M. Lebeau · Grand Cayman, Cayman IslandsDirectorClive Ng · New York, NYExecNeil Boyarsky · New York, NYDirectorDavid Choi · New York, NYDirectorMatthew S. Bloom · New York, NYExecAlastair M. Mckeever · NEW YORK, NYExecThomas H. Hauser · NEW YORK, NYExecKevin H. Gundersen · New York, NYExecRahul N. Prakash · San Francisco, CADirectorKate N. Rohacz · San Francisco, CADirectorCharles N. Graham-Brown · Carouge, V8Exec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗