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SEC Form D · filed November 6, 2017

AUIM Credit Opportunities Fund, LLC

Offering
—
Sold
$15.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Cedar Rapids, IA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (20)

Rishi N. Goel · Cedar Rapids, IAExecJoshua Schnurman · Cedar Rapids, IAExecColin Mckay · Grand Cayman, Cayman IslandsExecJames K. Schaeffer, Jr · Cedar Rapids, IAExecRussell S. Burt · Grand Cayman, Cayman IslandsExecJames N. Rich · Cedar Rapids, IAExecAegon Usa Investment Management, Llc · Cedar Rapids, IAPromoterDouglas J. Weas · Milwaukee, WIExecAlan L. Arcadipane · Boston, MAExecLauren Shuler Donner · Beverly Hills, CAExecRyan Martin · Irvine, CAExecElizabeth A. Thomas · West Hollywood, CAExecAegon Usa Investment Management, Llc · Cedar Rapids, IAPromoterSteven D. Scheiwe · Seattle, WAExecDale R. Schultz · Winnipeg, Manitoba, CanadaExecAvi R. Kimelman · Winnipeg, Manitoba, CanadaExecGilbert H. Klemann · GREENWICH, CTExecNeil E. Hare · Miami, FLExecSuzanne M. Page · Miami, FLExecAegon Usa Investment Management, Llc · CEDAR RAPIDS, IAPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗