Ledger.Open graph →

SEC Form D · Amendment · filed December 26, 2017

PENN CONVERTIBLE FUND LP

Offering

—

Sold

$9.5M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

PHILADELPHIA, PA

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (27)

Scott D. Schumacher · Philadelphia, PAExec · Director Peter D. Moran · Philadelphia, PAExec Richard A. Hocker · Philadelphia, PAExec · Director Gerald D. Mcbride · Philadelphia, PAExec · Director Eric J. Green · Philadelphia, PAExec Kirsten A. Hocker · Philadelphia, PAExec · Director Marcia A. Hocker · Philadelphia, PAExec · Director Jorge P. Silva · Philadelphia, PAExec Kimberley A. Hocker · Philadelphia, PADirector William O'Brien · King of Prussia, PAExec · Director Philippe Jordan · New York, I0Exec · Director James D. Kratky · San Francisco, CAExec · Director William D. Fertig · JUPITER, FLExec · Director Michael H. Johnson · Wilmington, MAExec Jacob Burdis · Lehi, UTExec Douglas H. Smith · Vancouver, British Columbia, CanadaExec W. A. Ahlgren · Vancouver, British Columbia, CanadaDirector Kevin Chessen · San Francisco, CAExec · Director Joseph Tomco · Lehi, UTExec Brigham Tomco · Lehi, UTExec · Director Bruce Biegel · Bal Harbour, FLExec · Director Paul Chachko · Red Bank, NJExec · Director David Moore · New York, NYExec Allan Zachariah · Englewood, NJDirector Matthew Fleissig · Englewood, NJExec · Director Steve Braverman · Englewood, NJExec · Director Patrick Quinn · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗