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SEC Form D · filed April 12, 2017

First Greenwich Financial, Inc

Offering
$5.0M
Sold
$5.0M
Exemption
Rule 506(b)
Industry
Commercial Banking
Location
COS COB, CT
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (20)

Frank Gaudio · Cos Cob, CTExec · DirectorMark Mcmillen · Cos Cob, CTExecJohn Fareri · Cos Cob, CTDirectorGeorge D'Angelo · Cos Cob, CTDirectorBruno Gioffre · Cos Cob, CTDirectorWilliam Gallagher · Cos Cob, CTDirectorLance Zarb · George Town, Grand Cayman, Cayman IslandsDirectorSame ROC IV GP Limited · George Town, Grand Cayman, Cayman IslandsDirectorRobert J. Dougherty · Newport Beach, CAExecJohn Gorst · TACOMA, WADirectorDavid G. Caluori · Toronto, Ontario, CanadaExec · DirectorDon Archibald · VANCOUVER, British Columbia, CanadaDirectorBeverly Tuma · Cos Cob, CTExecSean O'Neill · VANCOUVER, British Columbia, CanadaExec · DirectorGlenn D. Steele Jr · Toronto, Ontario, CanadaExecNigel D. Stead · George Town, Grand Cayman, Cayman IslandsDirectorShawn S. Clarkin · VANCOUVER, British Columbia, CanadaDirectorDana K. Karangelen · TARPON SPRINGS, FLDirectorChing H. Wong · George Town, Grand Cayman, Cayman IslandsDirectorBeverly Tuma · Cos Cob, CTExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗