SEC Form D · Amendment · filed April 27, 2017
Cetera Advisors LLC /CO
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (26)
Bernie Breton · Denver, COExecStan S. Smiley · El Segundo, CAExecBrett Harrison · Denver, COExec · DirectorAdam B. Antoniades · San Diego, CADirectorMark B. Shelson · St. Cloud, MNExecDavid Ballard · El Segundo, CAExecGreg S. Olson · El Segundo, CAExecKristy B. Haley · El Segundo, CAExecAndrew W. Terris · Boston, MAExecBrett Faulds · SEATTLE, WAExecMaurice L. Wilson · Debary, FLExecTej Gujahur · Grand Cayman, Cayman IslandsDirectorJohn H. Aiken · San Francisco, CAExecKevin C. Suther · KIRKLAND, WAExec · DirectorMichael W. Rubel · New Canaan, CTExecMark C. Abrahamsen · New York, NYExecErrin Ford · Denver, COExec · DirectorJames G. Latham · Grayson, GAExecJames A. Parsons · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecGerald W. Mclaughlin · Costa Mesa, CAExecNavid Khalili · Annandale, VADirectorJames C. Zelter · NEW YORK, NYExec · DirectorWilliam B. Kuesel · NEW YORK, NYExecJames B. Elworth · NEW YORK, NYExecErrin Ford · Denver, COExec · Director Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗