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SEC Form D · filed May 12, 2017

NES Financial Corp

Offering
$2.7M
Sold
$2.7M
Exemption
Rule 506(b)
Industry
Other
Location
San Jose, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

Rick Garibaldi · San Jose, CADirectorMichael Halloran · San Jose, CAExec · DirectorTom Steipp · San Jose, CAExec · DirectorDan Yoder · Santa Clara, CAExec · DirectorBarry Fernald · San Jose, CADirectorStephen Sherwin · CAMBRIDGE, MAExec · DirectorDan Matloff · CAMBRIDGE, MADirectorAbbie Celniker · CAMBRIDGE, MADirectorCary Pfeffer · CAMBRIDGE, MAExec · DirectorJeffrey Bluestone · CAMBRIDGE, MAExec · DirectorMike West · Philadelphia, PADirectorCharles Berman · Oxnard, CADirectorJay N. Whipple · OKLAHOMA CITY, OKExec · DirectorMichael P. Simpson · Richardson, TXExec · DirectorWilliam Yuan · Oxnard, CAExec · DirectorRobert Davidson · Oxnard, CADirectorMike West · San Jose, CADirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗