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SEC Form D · Amendment · filed January 11, 2017

Advisor Group Holdings, Inc

Offering
—
Sold
$9.2M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (50)

Stuart J. Szabo · Montreal, Quebec, CanadaDirectorJames G. Macnaughton · New York, NYDirectorMark F. Vassallo · New York, NYDirectorRichard D. Fergesen · Oakdale, MNExecRichard J. Sterne · New York, NYDirectorJeffrey M. Auld · Phoenix, AZExecAndrea M. Dircks-Larsen · Phoenix, AZExecCynthia A. Hamel · Phoenix, AZExecMatthew A. Schlueter · Atlanta, GAExecValerie G. Brown · Phoenix, AZDirectorAllison L. Pratt · New York, NYExecDonald B. Marron · New York, NYDirectorSusan S. Theder · Phoenix, AZExecPatrick G. Daignault · Montreal, Quebec, CanadaDirectorJames W. Clabby Iii · Atlanta, GAExecDmitry D. Goldin · New York, NYExecMary K. Simonson · Phoenix, AZExecNoah D. Sorkin · New York, NYExecJustin E. Neff · South Lebanon, OHDirectorJames G. Macnaughton · New York, NYDirectorJorge E. Esguerra · Louisville, CODirectorThibault Adrien · New York, NYExecChicagoland Supermarket Portfolio, L.L.C · Oak Brook, ILDirectorAlexander P. Lasagna · Milan, L6DirectorDavid C. Gentile · Clearwater, FLExecEric Culp · Denver, COExecJohn C. Klock · Novato, CAExecMichael Stratton · Greenwood Village, CODirectorJerome J. Murphy · Atlanta, GAExecJames D. Price · Phonix, AZExec · DirectorDerek H. Lee · St. Louis, MODirectorJake H. Pascale · Chicago, ILExec · DirectorJeffrey C. Webber · Palo Alto, CAExecKenneth C. Gardner · Menlo Park, CAExecArt C. Schneiderman · Palo Alto, CAExec · DirectorDan Grote · Denver, CODirectorGary R. Smith · Palm Beach Gardens, FLExec · DirectorCharles A. Strickland · El Segundo, CAExecMichael R. Ouaknine · Birmingham, MIExec · DirectorBradley H. Jarol · Chicago, ILExecAdam Fiore · SINGAPORE, U0ExecCharles A. Nowacek · El Segundo, CAExecLafayette Real Assets Management LLC · New York, NYExecSyikin Jaffar · SINGAPORE, U0Execnull Majk LLC · New York, NYDirectorDavid Scholtz · Denver, COExecMike Hagan · Geneva, NYExecBill Brophy · Geneva, NYExecJerome J. Murphy · Atlanta, GAExecJames D. Price · Phonix, AZExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗