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SEC Form D · Amendment · filed January 11, 2017

Advisor Group Holdings, Inc

Offering
—
Sold
$9.2M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (50)

Susan S. Theder · Phoenix, AZExecLafayette Real Assets Management LLC · New York, NYExecNoah D. Sorkin · New York, NYExecBradley H. Jarol · Chicago, ILExecMark F. Vassallo · New York, NYDirectorThibault Adrien · New York, NYExecBill Brophy · Geneva, NYExecEric Culp · Denver, COExecJeffrey M. Auld · Phoenix, AZExecStuart J. Szabo · Montreal, Quebec, CanadaDirectornull Majk LLC · New York, NYDirectorJustin E. Neff · South Lebanon, OHDirectorSyikin Jaffar · SINGAPORE, U0ExecRichard D. Fergesen · Oakdale, MNExecJorge E. Esguerra · Louisville, CODirectorDmitry D. Goldin · New York, NYExecJerome J. Murphy · Atlanta, GAExecCharles A. Nowacek · El Segundo, CAExecRichard J. Sterne · New York, NYDirectorJames W. Clabby Iii · Atlanta, GAExecDavid Scholtz · Denver, COExecPatrick G. Daignault · Montreal, Quebec, CanadaDirectorJohn C. Klock · Novato, CAExecJames D. Price · Phonix, AZExec · DirectorAllison L. Pratt · New York, NYExecDavid C. Gentile · Clearwater, FLExecJames D. Price · Phonix, AZExec · DirectorKenneth C. Gardner · Menlo Park, CAExecMary K. Simonson · Phoenix, AZExecDonald B. Marron · New York, NYDirectorMichael R. Ouaknine · Birmingham, MIExec · DirectorJames G. Macnaughton · New York, NYDirectorGary R. Smith · Palm Beach Gardens, FLExec · DirectorAdam Fiore · SINGAPORE, U0ExecAndrea M. Dircks-Larsen · Phoenix, AZExecCharles A. Strickland · El Segundo, CAExecAlexander P. Lasagna · Milan, L6DirectorCynthia A. Hamel · Phoenix, AZExecJerome J. Murphy · Atlanta, GAExecMichael Stratton · Greenwood Village, CODirectorDerek H. Lee · St. Louis, MODirectorJeffrey C. Webber · Palo Alto, CAExecJake H. Pascale · Chicago, ILExec · DirectorDan Grote · Denver, CODirectorArt C. Schneiderman · Palo Alto, CAExec · DirectorValerie G. Brown · Phoenix, AZDirectorMatthew A. Schlueter · Atlanta, GAExecChicagoland Supermarket Portfolio, L.L.C · Oak Brook, ILDirectorJames G. Macnaughton · New York, NYDirectorMike Hagan · Geneva, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗