SEC Form D · filed January 12, 2017
PIMCO Capital Securities Fund (Cayman) Ltd
Offering
—
Sold
$3.2M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Newport Beach, CA
Type
Pooled fund
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (123)
Craig A. Dawson · Newport Beach, CAExecCandice S. Whitten · Newport Beach, CAExecVictoria Sassine · NORWALK, CTExecDan Lupu · Uniondale, NYExecSharon M. Tsao · Philadelphia, PAExecErik Moore · Las Vegas, NVExecBrent R. Harris · Newport Beach, CAExecEric J. Mogelof · Newport Beach, CAExecBowie Equity LLC · Richardson, TXExecSudesh N. Marippa · Newport Beach, CAExecEdward K. Devlin · Newport Beach, CAExecJamie Gronowski · Colorado Springs, COExecN. Pacific Investment Management Company Llc · Newport Beach, CAPromoterRobert F. Mccadden · Philadelphia, PAExecRichard Ganley · Houston, TXExecRonald L. Brank · Nashville, TNExecBowie Capital GP LP · Richardson, TXExecEric Rakowski · NORWALK, CTExecRavi A. Mattu · Newport Beach, CAExecJonathan L. Horne · Newport Beach, CAExecJames D. Beeton · Pasadena, CAExecThibault C. Stracke · Newport Beach, CAExecDonald S. Rumery · NORWALK, CTExecChristopher Powala · Malvern, PAExecHarry Fleming · Houston, TXExecErik N. Kubiak · Sandy, UTExecKimberley G. Korinke · Newport Beach, CAExecDaniel L. Hyman · Newport Beach, CAExecJerome M. Schneider · Newport Beach, CAExecJohn F. Crysel · Nashville, TNExecThomas Foster · Houston, TXExecMichelle M. Wilson-Clarke · George Town, Grand Cayman, Cayman IslandsDirectorJames P. Wilson · Houston, TXExecMohsen G. Fahmi · Newport Beach, CAExecAdam D. Lander · Boston, MAExecP. Jerome M. Richey · Warrendale, PAExecJennifer S. Bridwell · Newport Beach, CAExecPatrick A. Spellman · NORWALK, CTExecMark R. Kiesel · Newport Beach, CAExecJames M. Willett · Mettawa, ILExecWilliam G. De Leon · Newport Beach, CAExecAlfonzo Brooks · Las Vegas, NVExecIan Brownlow · Santa Fe, NMExecAndrew R. Jessop · Newport Beach, CAExecSusan L. Giacin · SAN FRANCISCO, CAExecJoshua T. Thimons · Newport Beach, CAExecDaniel J. Ivascyn · Newport Beach, CAExecJohn W. Murray · Newport Beach, CAExecDaniel S. Janney · Sunnyvale, CAExecJennifer Pfahler · Houston, TXExecAdam M. Reiser · Boca Raton, FLExecThomas J. Otterbein · Newport Beach, CAExecSudesh N. Marippa · Newport Beach, CAExecAshutosh Dhodapkar · Fremont, CAExecDavid C. Flattum · Newport Beach, CAExecLew W. Jacobs Iv · NEWPORT BEACH, CAExecScott F. Wilson · HOUSTON, TXExecKurt Keilhacker · NORWALK, CTExecAlfred T. Murata · Newport Beach, CAExecWilliam G. De Leon · Newport Beach, CAExecFarrell M. Ender · Philadelphia, PAExecNicholas J. Johnson · Newport Beach, CAExecGary D. Sterling · Pasadena, CAExecMichael A. Gomez · Newport Beach, CAExecMarc P. Seidner · Newport Beach, CAExecMichelle M. Wilson-Clarke · George Town, Grand Cayman, Cayman IslandsDirectorDavid N. Fisher · PASADENA, CAExecJamil N. Baz · Newport Beach, CAExecFrederick Hutson · Las Vegas, NVExecChristine C. Carsman · NORWALK, CTExecMikael E. Taipale · Espoo, H9ExecKevin M. Blonkvist, Jr · Midland, TXExecStephen A. Rodosky · Newport Beach, CAExecCory Whitaker · Richardson, TXExecRavi A. Mattu · Newport Beach, CAExecJw Roth · Colorado Springs, COExecJames F. Moore · Newport Beach, CAExecMihir P. Worah · Newport Beach, CAExecLeslie A. Osborn · NORWALK, CTExecChris P. Dialynas · Newport Beach, CAExecJohn S. Ball · NORWALK, CTExecDouglas M. Hodge · Newport Beach, CAExecMichael B. De Santis · Novato, CAExecJennifer E. Durham · Newport Beach, CAExecSookraj E. Seechurn · Ebene, O4ExecMohit P. Mittal · Newport Beach, CAExecDonald Kramer · Houston, TXExecAaron J. Ripin · ORLANDO, FLExecMark S. Colella · Sunnyvale, CAExecRobin C. Shanahan · Newport Beach, CAExecAndrew T. Vaden · Newport Beach, CAExecHeather W. Atkinson · Colorado Springs, COExecScott A. Mather · Newport Beach, CAExecC. A. Phillips · Pasadena, CAExecRichard H. Clarida · Newport Beach, CAExecRichard R. Lebrun · Newport Beach, CAExecDominick M. Maggio · Boca Raton, FLExecGlen J. Vanic · Minneapolis, MNExecRobert O. Young · Newport Beach, CAExecEric M. Sutherland · Newport Beach, CAExecManoj M. Jain · Boca Raton, FLExecRobert O. Young · Newport Beach, CAExecWilliam M. Warfield · Nashville, TNExecWilliam C. Dunkelberg · Philadelphia, PAExecJeffery S. Christman · Houston, TXExecJoachim E. Fels · Newport Beach, CAExecAndrew T. Vaden · Newport Beach, CAExecRyan Hummer · Cleveland, OHExecDarrel L. Naish · Nashville, TNExecKenneth C. Mitchell · Nashville, TNExecN. Pacific Investment Management Company Llc · Newport Beach, CAPromoterMitchell Kapor · Las Vegas, NVExecBrigitte K. Smith · Sunnyvale, CAExecKeitha L. Kinne · NORWALK, CTExecDavid L. Braun · Newport Beach, CAExecCarl S. Simpson · Sunnyvale, CAExecPatricia K. Scheller · Sunnyvale, CAExecSusan L. Wilson · Newport Beach, CAExecQi G. Wang · Newport Beach, CAExecAdam Seelig · New York, NYExecPeter G. Strelow · Newport Beach, CAExecICONIQ Capital, LLC · San Francisco, CAExecCandice S. Whitten · Newport Beach, CAExec
Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗