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SEC Form D · filed January 17, 2017

STIFEL FINANCIAL CORP

Offering
$9.4M
Sold
$9.4M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
ST. LOUIS, MO
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (43)

Frederick O. Hanser · St. Louis, MODirectorThomas W. Weisel · St. Louis, MOExec · DirectorThomas P. Mulroy · St. Louis, MOExec · DirectorRonald J. Kruszewski · St. Louis, MOExec · DirectorKelvin R. Westbrook · St. Louis, MODirectorBruce A. Beda · St. Louis, MODirectorDavid D. Sliney · St. Louis, MOExecMark P. Fisher · St. Louis, MOExecMichael W. Brown · St. Louis, MODirectorRobert E. Grady · St. Louis, MODirectorJames M. Oates · St. Louis, MODirectorRichard J. Himelfarb · St. Louis, MOExec · DirectorJohn P. Dubinsky · St. Louis, MODirectorThomas B. Michaud · St. Louis, MOExec · DirectorMichael J. Zimmerman · St. Louis, MODirectorVictor J. Nesi · St. Louis, MOExec · DirectorBen A. Plotkin · St. Louis, MOExec · DirectorJames M. Zemlyak · St. Louis, MOExec · DirectorAlex C. Finkelstein · Cincinnati, OHDirectorJonathan C. Nielsen · Cincinnati, OHDirectorJames P. Tyler · Rye, NYDirectorMaura F. Markus · St. Louis, MODirectorKathleen W. Brown · St. Louis, MODirectorJohn P. Arenas · Rye, NYDirectorTroy P. Machiela · Rye, NYExec · DirectorBruce D. Batkin · New York, NYExec · DirectorSimon J. Milde · New York, NYExec · DirectorGregory M. Pinkus · New York, NYExec · DirectorStephen H. Hamrick · New York, NYExec · DirectorDaniel J. Cooperman · New York, NYExec · DirectorSujoy Roy · Washington, Washington, D.C.Exec · DirectorPaul Del Vecchio · Portland, ORExec · DirectorCharles B. Mcdermott · Waltham, MAExec · DirectorKevin Bitterman · Waltham, MAExec · DirectorRobert Tepper · Waltham, MAExec · DirectorRobert Paull · Waltham, MAExec · DirectorKim Brazzell · Waltham, MAExec · DirectorHoward B. Rosen · Waltham, MADirectorMark Iwicki · Waltham, MAExec · DirectorRajeev B. Shah · Waltham, MAExec · DirectorRobert Langer · Waltham, MADirectorMaura F. Markus · St. Louis, MODirectorKathleen W. Brown · St. Louis, MODirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗