SEC Form D · Amendment · filed January 20, 2017
SII INVESTMENTS INC/WI
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (22)
Gerry A. Gunderson · APPLETON, WIExecDawn A. Kalinowski · APPLETON, WIExecDavid A. Loasby · APPLETON, WIExecAlison R. Reed · APPLETON, WIDirectorMaura A. Collins · APPLETON, WIExecScott E. Romine · APPLETON, WIDirectorTodd Kinart · APPLETON, WIExec · DirectorMichael A. Costello · APPLETON, WIDirectorKai Worrell · Pasadena, CADirectorJohn Doo-Jin Oh · Vancouver, British Columbia, CanadaDirectorAsif N. Ali · Houston, TXExecMark Affolter · Chicago, ILDirectorRavi N. Kamepalli · Lima, OHExecAndrew D. Beer · New York, NYExec · DirectorSamir N. Bhatt · Santa Monica, CAExec · DirectorHatem N. Abou-Sayed · Boca Raton, FLExecMaulik N. Purohit · Boston, MAExecKrishnarao N. Tangella · Urbana, GAExecPatrick N. Tyrance · Norfolk, NEExecYuri Sudhakar · Pasadena, CADirectorJosh Jacobs · SEATTLE, WADirectorJames Heckman · SEATTLE, WADirector Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗