SEC Form D · Amendment · filed January 20, 2017
SII INVESTMENTS INC/WI
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (22)
Scott E. Romine · APPLETON, WIDirectorRavi N. Kamepalli · Lima, OHExecGerry A. Gunderson · APPLETON, WIExecMaulik N. Purohit · Boston, MAExecMaura A. Collins · APPLETON, WIExecAsif N. Ali · Houston, TXExecDawn A. Kalinowski · APPLETON, WIExecKrishnarao N. Tangella · Urbana, GAExecSamir N. Bhatt · Santa Monica, CAExec · DirectorJohn Doo-Jin Oh · Vancouver, British Columbia, CanadaDirectorJosh Jacobs · SEATTLE, WADirectorAlison R. Reed · APPLETON, WIDirectorYuri Sudhakar · Pasadena, CADirectorAndrew D. Beer · New York, NYExec · DirectorKai Worrell · Pasadena, CADirectorDavid A. Loasby · APPLETON, WIExecJames Heckman · SEATTLE, WADirectorMark Affolter · Chicago, ILDirectorHatem N. Abou-Sayed · Boca Raton, FLExecPatrick N. Tyrance · Norfolk, NEExecTodd Kinart · APPLETON, WIExec · DirectorMichael A. Costello · APPLETON, WIDirector Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗